Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Ruiz is a financial professional with over 20 years of experience in the industry. Luis is currently registered with PFS Investments Inc. and has a Series 7, Series 63, and SIE licenses. Luis has experience working with a range of clients, including high-net-worth individuals, corporations, and charitable organizations. Luis's focus is on providing portfolio management services to individuals. Luis is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
10/14/2021 - Present
PFS Investments Inc. (BROOKLYN NY)
NY
10/06/2017 - 12/31/2019
PFS INVESTMENTS INC. (BROOKLYN NY)
NY
12/12/2013 - 12/31/2015
PFS INVESTMENTS INC. (BROOKLYN NY)
NY
04/24/2000 - 12/31/2011
PFS INVESTMENTS INC. (REGO PARK NY)
MO
11/11/1997 - 06/02/1998
FIRST CLEARING CORPORATION (ST. LOUIS MO)
BC
Issued 11/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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