Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Rolando Mercado is a financial advisor with Oppenheimer & Co. Inc. based in Coral Gables, FL. Luis has been working in the financial industry since 1994. Prior to joining Oppenheimer & Co. Inc., Luis was a financial advisor at Morgan Stanley. Luis is registered to provide securities services in eight states including California, Florida, Georgia, New Jersey, New York, North Carolina, Puerto Rico and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
10/19/2020 - Present
Oppenheimer & Co. Inc. (CORAL GABLES FL)
FL
06/01/2009 - 10/29/2020
MORGAN STANLEY (MIAMI FL)
FL
05/06/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
NY
06/13/1996 - 05/15/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/03/1994 - 04/17/1996
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 06/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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