Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Roberto Saucedo is a financial advisor with over 20 years of experience in the financial services industry. Luis currently works with MML Investors Services, LLC. Luis has a variety of professional designations and licenses including Series 4, Series 7, Series 24, Series 52TO, and Series 53. Luis is registered with the state of California. In addition to being a registered representative with MML Investors Services, LLC, Luis has held previous positions with Chase Investment Services Corp., WAMU Investments, Inc., NYLIFE Securities Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Luis has experience working with individuals, corporations, insurance companies, pension and profit-sharing plans, charitable organizations, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
04/22/2016 - Present
MML Investors Services, LLC (Chula Vista CA)
CA
08/13/2013 - 02/02/2016
MML INVESTORS SERVICES, LLC (LA JOLLA CA)
CA
05/02/2009 - 02/16/2012
CHASE INVESTMENT SERVICES CORP. (CHULA VISTA CA)
CA
09/21/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (SPRING VALLEY CA)
NY
09/26/2000 - 04/26/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
MN
02/02/1999 - 07/25/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/02/1999 - 07/25/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/03/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2022
Series 4 - Registered Options Principal Examination
BC
Issued 05/10/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/04/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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