Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Roberto Castaneda is a financial professional with over 20 years of experience in the industry. Luis is currently registered with Eagle Strategies LLC and holds a Series 63, 66, 7, 24, 27, 55, 57TO and SIE licenses. Luis has worked with a variety of firms throughout his career, including Euro Pacific Capital, Inc., Vanguard Capital, Benefit Funding Services, LLC, Second Street Securities, Inc., Hunter World Markets, Inc., Northwestern Mutual Investment Services, LLC, M.L. Stern & Co., LLC., Countrywide Securities Corporation, Morgan Stanley DW Inc., Lehman Brothers Inc., Westpark Capital, Inc., Salomon Smith Barney Inc., Waterhouse Securities, Inc., Josephthal Lyon & Ross Incorporated, Chatfield Dean & Co., Inc., and Investors Associates, Inc. Luis specializes in financial planning, portfolio management for individuals, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/17/2014 - Present
Eagle Strategies LLC (WESTLAKE VILLAGE CA)
CA
09/13/2010 - 03/03/2014
EURO PACIFIC CAPITAL, INC. (LOS ANGELES CA)
CA
05/03/2010 - 09/01/2010
VANGUARD CAPITAL (DEL MAR CA)
IL
12/14/2009 - 12/18/2009
BENEFIT FUNDING SERVICES, LLC (SCHAUMBURG IL)
CA
12/14/2009 - 12/18/2009
SECOND STREET SECURITIES, INC. (WESTLAKE VILLAGE CA)
CA
09/15/2008 - 10/01/2009
HUNTER WORLD MARKETS, INC. (BEVERLY HILLS CA)
CA
03/10/2008 - 09/16/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
CA
01/03/2007 - 01/03/2008
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
CA
06/12/2006 - 12/20/2006
COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)
CA
03/23/2004 - 06/14/2006
MORGAN STANLEY DW INC. (LOS ANGELES CA)
NY
07/16/2002 - 06/12/2003
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
04/08/2002 - 04/30/2002
WESTPARK CAPITAL, INC. (LOS ANGELES CA)
NY
04/26/2000 - 09/27/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
AZ
12/15/1999 - 04/20/2000
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
NY
06/19/1998 - 06/04/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NE
04/09/1996 - 06/03/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
08/24/1995 - 03/12/1996
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
CO
07/06/1995 - 08/18/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
NJ
05/26/1995 - 07/07/1995
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BOTH
Issued 4/1/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 3/23/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/17/2008
Series 24 - General Securities Principal Examination
BC
Issued 3/18/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/6/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 5/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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