Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Ricardo Rodriguez is a financial advisor with Pimco Investments LLC. Luis has been in the financial services industry since 2011. Luis holds FINRA Series 3, 7, and 66 licenses as well as the SIE. Luis is registered in 27 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/06/2011 - Present
Pimco Investments LLC (NEW YORK NY)
BOTH
Issued 06/02/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/08/2008
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Luis Rodriguez is the right advisor for you? Invested Better is here to help.
