Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Pizano is an investment advisor representative and financial advisor with Dempsey Lord Smith, LLC in Rome, GA. Luis holds multiple licenses including the Series 7TO, SIE, and Series 66 examinations. He is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Georgia. Luis has specialized in financial planning, pension consulting, and portfolio management for individuals for over 2 years. Prior to joining Dempsey Lord Smith, LLC Luis worked at Morning Glory Farms and Rome Healthplan Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
08/01/2022 - Present
Dempsey Lord Smith, LLC (ROME GA)
BOTH
Issued 07/26/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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