Unclaimed
Luis Ricardo Moreno is a financial advisor with Farmers Financial Solutions, LLC. Luis has been in the financial industry since 2000. Luis has a Series 6 and a Series 63 license. Luis is registered with FINRA and the State of Texas. Luis was previously registered with Mutual of Omaha Investor Services, Inc. and 1st Global Capital Corp.. Luis has also passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/23/2002 - Present
Farmers Financial Solutions, LLC (SAN ANTONIO TX)
NE
11/06/2000 - 08/12/2002
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
TX
01/17/2000 - 11/13/2000
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
BC
Issued 02/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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