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Luis Ricardo Berlfein

BNP Paribas Securities Corp.

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About Luis Ricardo Berlfein

Luis Ricardo Berlfein is a registered representative with BNP Paribas Securities Corp. Luis has been in the securities industry since 2014 and has a broad range of experience in the financial services sector. Luis is licensed to sell securities in all 50 states and the District of Columbia. Luis holds a Series 7, Series 24, Series 63, and SIE license. Luis is committed to providing his clients with personalized financial advice and investment strategies that meet their individual needs.

Firm Information

Luis Berlfein is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luis Berlfein’s Registration & Firm History

NY

10/31/2015 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

CT

09/04/1997 - 03/08/1999

ABN AMRO INCORPORATED (STAMFORD CT)

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Licenses & Designations

BC

Issued 11/14/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/02/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Luis Ricardo Berlfein.
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