Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Ricardo Arispe is a financial advisor with over 3 years of experience in the financial services industry. Luis is currently registered with Pimco Investments LLC and holds a Series 6, 7, 63 and SIE license. In the past, Luis has worked with Frost Brokerage Services, Inc. and NYLIFE Securities LLC. Luis holds registrations in all 50 states and the District of Columbia. Luis is committed to providing clients with personalized financial advice to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/17/2021 - Present
Pimco Investments LLC (Austin TX)
TX
01/11/2018 - 11/18/2019
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
08/26/2016 - 01/04/2018
NYLIFE SECURITIES LLC (AUSTIN TX)
IA
Issued 05/31/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/26/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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