Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Roque is a financial advisor with over 20 years of experience in the industry. Luis is registered with Raymond James Financial Services Advisors, Inc. and holds Series 7, Series 63 and Series 65 licenses. Luis has previously worked with WELLS FARGO ADVISORS, LLC and WACHOVIA BANK, N.A. Luis provides a range of services including financial planning, pension consulting, and portfolio management for individuals and businesses. Luis also offers hourly and fixed rate consultations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
11/04/2015 - Present
Raymond James Financial Services Advisors, Inc. (MIAMI FL)
FL
10/12/2000 - 10/20/2015
WELLS FARGO ADVISORS, LLC (MIAMI FL)
IA
Issued 10/01/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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