Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Prieto is a financial advisor with Raymond James Financial Services Advisors, Inc. located in Miami, FL. Luis has been in the financial services industry since 1994. Luis has a Series 7, Series 63, and Series 65 license. Prior to joining Raymond James, Luis worked at Wells Fargo Advisors, LLC. Luis is registered with the state of Florida and has expertise in retirement planning, estate planning, and investment management. Luis's primary focus is on helping individuals and families reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
04/15/2016 - Present
Raymond James Financial Services Advisors, Inc. (MIAMI FL)
FL
10/03/2005 - 03/11/2016
WELLS FARGO ADVISORS, LLC (KEY BISCAYNE FL)
NY
07/29/1994 - 09/26/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 10/25/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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