Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Porfirio Barahona is a financial advisor with over 20 years of experience in the industry. Luis is currently registered with Andrew Garrett Inc. and has been with the firm since February 2007. Luis has a strong background in securities and has held previous positions at several other firms including S.W. BACH & COMPANY, MAXIM GROUP LLC, INVESTEC ERNST & COMPANY, LADENBURG CAPITAL MANAGEMENT INC., LADENBURG, THALMANN & CO., INC., CITICORP INVESTMENT SERVICES, JOSEPH GUNNAR & CO. LLC, PRIME CHARTER LTD., MAY, DAVIS GROUP INC., and D. H. BLAIR & CO., INC. Luis holds the Series 63, Series 7, and SIE licenses. Luis provides financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/26/2007 - Present
Andrew Garrett Inc. (NEW YORK NY)
NY
11/15/2004 - 02/28/2007
S.W. BACH & COMPANY (NEW YORK NY)
NY
10/23/2002 - 11/30/2004
MAXIM GROUP LLC (NEW YORK NY)
NY
08/27/2002 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
01/02/2002 - 08/30/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
06/06/2001 - 01/02/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
06/01/2000 - 05/18/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
01/11/2000 - 04/26/2000
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
NY
09/29/1999 - 01/10/2000
PRIME CHARTER LTD. (NEW YORK NY)
NY
07/01/1999 - 10/07/1999
MAY, DAVIS GROUP INC. (NEW YORK NY)
NY
08/13/1997 - 07/23/1999
PRIME CHARTER LTD. (NEW YORK NY)
NY
06/12/1996 - 08/12/1997
D. H. BLAIR & CO., INC. (NEW YORK NY)
BC
Issued 07/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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