Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Ponce is a financial advisor with Edward Jones, a firm that manages between $10 billion and $50 billion in assets. Luis has been in the financial industry since 1984 and has a broad range of experience working with individual investors and businesses. Luis's expertise includes financial planning, pension consulting, and portfolio management for individuals and businesses. Luis holds the Series 6, 7, 26, 51, and 66 securities licenses, as well as a Series 63 license. Luis is registered to provide investment advisory services in Colorado, Connecticut, Florida, Hawaii, Maine, Nevada, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
11/07/2019 - Present
Edward Jones (MT. ARLINGTON NJ)
NJ
05/31/2016 - 08/03/2017
PRUCO SECURITIES, LLC. (EAST HANOVER NJ)
NJ
08/15/2000 - 04/06/2016
ALLSTATE FINANCIAL SERVICES, LLC (MIDDLETOWN NJ)
NJ
05/03/1983 - 03/15/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 08/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/01/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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