Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Penzini is a financial professional with experience in the industry. Luis is currently registered with Northwestern Mutual Investment Services, LLC and holds a Series 7, Series 63, Series 6TO, and Series 7TO. Luis was previously affiliated with UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
05/02/2024 - Present
Northwestern Mutual Investment Services, LLC (Chicago IL)
IL
09/08/2008 - 05/20/2009
UBS SECURITIES LLC (CHICAGO IL)
BC
Issued 05/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/02/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/30/2024
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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