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Luis Onofre Pequeno

Usaa Investment Services Co.

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About Luis Onofre Pequeno

Luis Onofre Pequeno is a financial advisor with over 14 years of experience in the industry. Luis currently works at USAA Investment Services Co. Luis is registered with FINRA and holds the Series 7, 7TO, 24, 66, and SIE licenses. Luis has a strong track record of providing financial advice and services to individual clients and high-net-worth individuals. In addition to his current role at USAA Investment Services Co., Luis has also held positions at USAA Financial Advisors, Inc., and AXA Advisors, LLC. Luis is dedicated to helping clients achieve their financial goals.

Firm Information

Luis Pequeno is currently registered with Usaa Investment Services Co.. USAA Investment Services Co. is a corporation headquartered in San Antonio, TX, formed in September 1988. They offer financial planning and other advisory services to individuals and high-net-worth individuals. The firm is registered with the SEC and holds licenses in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a total of 150 registered representatives and 109 investment adviser representatives.
Usaa Investment Services Co.

9800 FREDERICKSBURG ROAD

SAN ANTONIO, TX 78288-0227

Not reported

Assets Under Management

1,609

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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referrals

Referrals

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Referral fees pursuant to a referral agreement

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Luis Pequeno’s Registration & Firm History

TX

08/25/2023 - Present

Usaa Investment Services Co. (SAN ANTONIO TX)

TX

03/03/2009 - 06/01/2020

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

TX

07/23/2008 - 11/26/2008

AXA ADVISORS, LLC (SAN ANTONIO TX)

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Licenses & Designations

BOTH

Issued 08/08/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/01/2023

Series 24 - General Securities Principal Examination

BC

Issued 08/01/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luis Onofre Pequeno.
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