Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Morales is a financial professional with over 10 years of experience in the industry. Luis is currently registered with TP Icap Global Markets Americas LLC and holds the Series 99 and SIE licenses. Luis has previous experience with BROKERTEC AMERICAS LLC, ICAP CORPORATES LLC and ICAP SECURITIES USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/05/2018 - Present
TP Icap Global Markets Americas LLC (New York NY)
NJ
10/18/2012 - 07/25/2016
BROKERTEC AMERICAS LLC (JERSEY CITY NJ)
NJ
10/18/2012 - 07/25/2016
ICAP CORPORATES LLC (JERSEY CITY NJ)
NJ
10/18/2012 - 07/25/2016
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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