Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Novo is a financial advisor who has been in the industry for over seven years. Luis is currently registered with TD Private Client Wealth LLC and is licensed to offer financial advice in Florida, New Jersey, New York, and Pennsylvania. Luis holds the Series 6, 7, 66 and SIE licenses. Prior to joining TD Private Client Wealth, Luis worked at Equitable Advisors LLC, Edward Jones, and Morgan Stanley. Luis specializes in providing financial advice to high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
06/06/2022 - Present
TD Private Client Wealth LLC (Sarasota FL)
FL
07/26/2021 - 10/26/2021
EQUITABLE ADVISORS, LLC (MIAMI FL)
IL
09/13/2019 - 05/25/2021
EDWARD JONES (PARK RIDGE IL)
IL
05/31/2018 - 08/01/2019
MORGAN STANLEY (Chicago IL)
FL
10/01/2012 - 10/09/2012
J.P. MORGAN SECURITIES LLC (CORAL GABLES FL)
FL
11/16/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CORAL GABLES FL)
BOTH
Issued 07/25/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/13/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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