Unclaimed
Luis Neves is a financial professional with experience in the securities industry. Luis has been registered with the Financial Industry Regulatory Authority (FINRA) since 2021. Luis is currently registered with J.p. Morgan Institutional Investments Inc. Luis has passed the Series 7TO, Series 63, and SIE exams. Luis has over 2 years of experience in the financial services industry. Luis is registered in 53 states and the District of Columbia. Luis has been employed by J.P. MORGAN SECURITIES LLC and J.p. Morgan Institutional Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/24/2024 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
08/16/2021 - 01/10/2024
J.P. MORGAN SECURITIES LLC (New York NY)
BC
Issued 08/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/21/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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