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Luis neves Wolfrid

J.p. Morgan Institutional Investments Inc.

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About Luis neves Wolfrid

Luis Neves is a financial professional with experience in the securities industry. Luis has been registered with the Financial Industry Regulatory Authority (FINRA) since 2021. Luis is currently registered with J.p. Morgan Institutional Investments Inc. Luis has passed the Series 7TO, Series 63, and SIE exams. Luis has over 2 years of experience in the financial services industry. Luis is registered in 53 states and the District of Columbia. Luis has been employed by J.P. MORGAN SECURITIES LLC and J.p. Morgan Institutional Investments Inc.

Firm Information

Luis neves Wolfrid is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luis neves Wolfrid’s Registration & Firm History

NY

01/24/2024 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

NY

08/16/2021 - 01/10/2024

J.P. MORGAN SECURITIES LLC (New York NY)

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Licenses & Designations

BC

Issued 08/21/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/16/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/21/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luis neves Wolfrid.
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