Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Munoz is an investment advisor with over 25 years of experience in the financial services industry. Luis is currently registered as a Registered Representative with Wells Fargo Clearing Services, LLC. Previously, Luis was affiliated with Cetera Investment Services LLC, BB&T Investment Services, Inc., and CUSO Financial Services, L.P. Luis is licensed to provide investment advice in 14 states and holds a Series 7, Series 6, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
08/10/2020 - Present
Wells Fargo Clearing Services, LLC (MIAMI FL)
FL
06/07/2019 - 01/07/2020
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
03/02/2017 - 06/04/2019
CETERA INVESTMENT SERVICES LLC (COOPER CITY FL)
FL
07/05/2016 - 02/24/2017
BB&T INVESTMENT SERVICES, INC. (PLANTATION FL)
FL
08/01/2005 - 06/16/2016
CUSO FINANCIAL SERVICES, L.P. (DAVIE FL)
NY
05/03/2004 - 08/02/2005
IFMG SECURITIES, INC. (PURCHASE NY)
CA
04/06/2000 - 04/30/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
07/31/1998 - 03/30/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
AL
07/20/1998 - 03/30/2000
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NA
11/07/1997 - 07/16/1998
GRIFFIN FINANCIAL SERVICES
FL
03/13/1997 - 11/07/1997
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NC
06/19/1996 - 02/12/1997
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CA
01/18/1995 - 03/18/1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IA
Issued 10/12/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/17/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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