Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Miguel Dieguez is a financial professional with over 11 years of experience in the industry. Luis currently works as a Registered Representative for Hornor, Townsend & Kent, LLC. Luis specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. Luis holds a Series 6, Series 63, Series 65, and SIE licenses. Luis also holds an insurance license and works as an agent for Emerald Financial Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
NC
05/22/2024 - Present
Hornor, Townsend & Kent, LLC (CHARLOTTE NC)
NC
01/31/2022 - 09/05/2023
ALLSTATE FINANCIAL SERVICES, LLC (Matthews NC)
NC
05/13/2020 - 02/02/2022
NYLIFE SECURITIES LLC (CHARLOTTE NC)
NC
04/16/2019 - 03/25/2020
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
TX
03/20/2018 - 03/15/2019
PARK AVENUE SECURITIES LLC (ADDISON TX)
TX
11/29/2017 - 12/21/2017
MML INVESTORS SERVICES, LLC (ADDISON TX)
IA
Issued 04/10/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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