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Luis Mauricio Fernandez

PFS Investments Inc.

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About Luis Mauricio Fernandez

Luis Mauricio Fernandez is a financial professional with over a decade of experience in the industry. Luis has held various positions at several firms including HSBC Securities (USA) Inc. and Citigroup Global Markets Inc. Luis is currently registered with PFS Investments Inc. and is licensed to provide financial services in Florida. Luis is a Series 7, Series 6, and Series 66 licensed representative and holds the SIE certification. Luis specializes in investment company products and variable contracts.

Firm Information

Luis Fernandez is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Luis Fernandez’s Registration & Firm History

NY

09/12/2018 - Present

PFS Investments Inc. (SYOSSET NY)

FL

06/24/2016 - 03/02/2018

HSBC SECURITIES (USA) INC. (BOCA RATON FL)

NY

06/12/2015 - 05/25/2016

ESSEX NATIONAL SECURITIES, LLC (NEW YORK NY)

NY

07/15/2010 - 07/18/2014

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

06/02/2008 - 07/08/2010

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

FL

05/29/2007 - 06/12/2008

CITIGROUP GLOBAL MARKETS INC. (HIALEAH FL)

FL

04/04/2005 - 05/29/2007

CITICORP INVESTMENT SERVICES (HIALEAH FL)

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Licenses & Designations

BOTH

Issued 02/11/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/07/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2007

Series 7 - General Securities Representative Examination

BC

Issued 04/01/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luis Mauricio Fernandez.
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