Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Maria Mayorga is a registered representative of Morgan Stanley in Miami, Florida. Luis has been in the financial services industry since 2004. Prior to joining Morgan Stanley, Luis was a registered representative with WELLS FARGO CLEARING SERVICES, LLC and SANTANDER SECURITIES. Luis holds Series 63, Series 66, and Series 7 licenses as well as the Securities Industry Essentials (SIE) exam. Luis also has experience with real estate as a Co-Owner of VOJ LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/14/2021 - Present
Morgan Stanley (Miami FL)
FL
02/22/2010 - 06/17/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
07/28/2009 - 02/23/2010
SANTANDER SECURITIES (MIAMI FL)
FL
05/18/2004 - 02/19/2008
SANTANDER SECURITIES (MIAMI FL)
FL
04/09/2003 - 04/30/2004
COUTTS SECURITIES INC. (MIAMI FL)
BOTH
Issued 05/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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