Unclaimed
Luis Manuel Orama is an investment advisor with over 20 years of experience. Currently, Luis works at Wells Fargo Clearing Services, LLC. In addition to Luis's experience with Wells Fargo, Luis previously worked at COMPAK SECURITIES, INC., TRIAD ADVISORS, INC., SENTRA SECURITIES CORPORATION, and SUNAMERICA SECURITIES, INC. Luis has experience in various areas, including portfolio management for businesses and individuals, and financial planning. Luis is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/21/2017 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
CA
12/10/2003 - 05/10/2013
COMPAK SECURITIES, INC. (NEWPORT BEACH CA)
GA
02/08/2001 - 04/02/2002
TRIAD ADVISORS, INC. (ATLANTA GA)
AZ
09/14/2000 - 12/08/2000
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
08/27/1996 - 12/31/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 09/25/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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