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Luis Manuel Dominguez

Transamerica Financial Advisors, Inc.

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About Luis Manuel Dominguez

Luis Dominguez is a financial advisor with over 20 years of experience in the industry. Luis is currently registered with Transamerica Financial Advisors, Inc. and has held previous positions at World Group Securities, Inc., WMA Securities, Inc., Intercapital Government Securities Inc., Intercapital International Inc., and Garvin GuyButler LLC. Luis is a Series 6, 7, 63, and SIE licensed professional. Luis specializes in retirement planning and investment management. Luis has a history of providing financial advice to a wide range of clients, including individuals, families, and businesses. Luis is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.

Firm Information

Luis Dominguez is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Luis Dominguez’s Registration & Firm History

FL

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (WEST PALM BEACH FL)

NJ

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (POMPTON LAKES NJ)

GA

03/14/2002 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

GA

04/07/2000 - 11/13/2001

WMA SECURITIES, INC. (DULUTH GA)

NY

10/27/1998 - 02/28/2000

INTERCAPITAL GOVERNMENT SECURITIES INC. (NEW YORK NY)

NY

10/27/1998 - 02/28/2000

INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)

NJ

09/29/1999 - 02/23/2000

GARVIN GUYBUTLER LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 06/26/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Luis Manuel Dominguez. Review regulatory record here.
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