Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis M. Sarquez is a financial advisor with J.P. Morgan Securities LLC, a firm with over $50 billion in assets under management. Luis has been in the industry since 2019, working previously at Wells Fargo Clearing Services, LLC. Luis holds Series 63, Series 6TO and SIE licenses. Luis specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
01/06/2022 - Present
J.p. Morgan Securities LLC (LONG BEACH CA)
CA
06/27/2019 - 10/06/2021
WELLS FARGO CLEARING SERVICES, LLC (SIGNAL HILL CA)
BC
Issued 07/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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