Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Lino Pelaez is a financial advisor with Wells Fargo Clearing Services, LLC, a firm with approximately $10 billion - $50 billion in assets under management. Luis has been in the financial industry since 2018. Luis has a Series 7, Series 6, Series 63, and Series 66 licenses. Luis has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Luis's expertise is in providing investment consulting services to institutional clients, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/16/2022 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
09/20/2021 - 07/02/2022
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
02/19/2020 - 06/02/2021
BBVA SECURITIES INC. (HOUSTON TX)
TX
06/18/2018 - 01/09/2020
J.P. MORGAN SECURITIES LLC (SUGAR LAND TX)
BOTH
Issued 09/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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