Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Javier Loboguerrero is a financial advisor with UBS Financial Services Inc. Luis has been in the financial industry since May 2000. Luis has a wide range of experience, having previously worked at Citigroup Global Markets Inc., Wells Fargo Securities, LLC, Deutsche Bank Securities Inc., and UBS International Inc. Luis is registered with FINRA and holds Series 3, 7, 31, and SIE licenses. Luis is also licensed to provide investment advisory services in Colorado, Florida, Nevada, New York, South Dakota, and Texas. Luis specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars. In addition to his financial advisory work, Luis is also a partner in Freeman's Restaurant in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
07/27/2021 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
03/29/2017 - 07/26/2021
CITI PRIVATE ADVISORY, LLC (Miami FL)
FL
07/02/2010 - 07/26/2021
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
08/11/2009 - 05/19/2010
WELLS FARGO SECURITIES, LLC (MIAMI FL)
FL
02/27/2007 - 05/12/2009
DEUTSCHE BANK SECURITIES INC. (MIAMI FL)
FL
06/03/2002 - 02/15/2007
UBS INTERNATIONAL INC. (MIAMI FL)
NJ
12/20/1999 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 10/18/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 05/05/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Luis Loboguerrero is the right advisor for you? Invested Better is here to help.
