Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Jacobo Rodriguez is a financial professional with over 18 years of experience in the industry. Luis is currently registered with DFA Securities LLC, a firm that provides a variety of financial services. Luis holds the Series 7 and SIE licenses. Luis has been associated with DFA Securities LLC since January 20, 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/20/2005 - Present
DFA Securities LLC (SANTA MONICA CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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