Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Gomez is a Financial and Operations Principal at Castleoak Securities, LP with over 10 years of experience in the financial services industry. Luis has held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch Professional Clearing Corp, and PQT SERVICES LLC. Luis is licensed to sell securities in the United States and has passed several professional exams including the Series 27, Series 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/23/2021 - Present
Castleoak Securities, LP (NEW YORK NY)
NY
07/09/2016 - 09/29/2017
PQT SERVICES LLC (New York NY)
NY
08/15/2013 - 03/02/2015
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
08/08/2013 - 03/02/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/22/2021
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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