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Luis Ivan Alfaro martinez

Barclays Capital Inc.

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About Luis Ivan Alfaro martinez

Luis Ivan Alfaro martinez is a financial professional with over a decade of experience in the industry. Luis has a strong background in municipal securities, having held a Series 53 license since 2009 and a Series 52 license since 2009. Luis has also held a Series 7 license since 2012 and a Series 63 license since 2013. Currently, Luis is registered with Barclays Capital Inc. in Puerto Rico and is licensed to operate in all 50 states and several U.S. territories.

Firm Information

Luis Alfaro martinez is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luis Alfaro martinez’s Registration & Firm History

PR

05/24/2013 - Present

Barclays Capital Inc. (SAN JUAN PR)

PR

10/28/2009 - 05/20/2013

FIRST BANK PUERTO RICO SECURITIES, CORP. (SAN JUAN PR)

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Licenses & Designations

BC

Issued 01/28/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/02/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2012

Series 7 - General Securities Representative Examination

BC

Issued 05/21/2009

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Luis Ivan Alfaro martinez.
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