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Luis I Cruz

Pruco Securities, LLC

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About Luis I Cruz

Luis Cruz is a financial advisor with Pruco Securities, LLC. Luis has been in the financial industry since 2005. Prior to joining Pruco Securities, LLC, Luis was with MML INVESTORS SERVICES, LLC, PARK AVENUE SECURITIES LLC, ING FINANCIAL PARTNERS, INC., MUTUAL OF OMAHA INVESTOR SERVICES, INC., NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC., and ROBERT W. BAIRD & CO. INCORPORATED. Luis is registered with the state of Arizona. Luis holds Series 6, Series 63 and SIE licenses.

Firm Information

Luis Cruz is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Luis Cruz’s Registration & Firm History

AZ

06/23/2022 - Present

Pruco Securities, LLC (Glendale AZ)

AZ

11/05/2019 - 02/01/2022

MML INVESTORS SERVICES, LLC (Glendale AZ)

IL

03/13/2012 - 07/18/2019

PARK AVENUE SECURITIES LLC (DEERFIELD IL)

IL

03/12/2008 - 11/24/2009

ING FINANCIAL PARTNERS, INC. (SOUTH BARRINGTON IL)

NE

03/20/1997 - 12/31/1999

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

WI

08/15/1994 - 07/15/1996

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

WI

08/31/1994 - 07/10/1996

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NE

11/12/1993 - 11/16/1994

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 05/08/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luis I Cruz.
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