Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Rojas is a financial advisor with Independent Financial Group, LLC, a firm that manages approximately $1 billion - $10 billion in assets. Luis is registered to provide financial advice and services in California. Luis is also a Series 7TO, Series 6TO, and Series 63 licensed holder. Luis has been working in the financial services industry since October 2020. The firm's specializations include financial planning, portfolio management for individuals, and portfolio management for businesses. Luis has served a diverse range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/15/2021 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
CA
10/17/2020 - 11/10/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CARLSBAD CA)
BC
Issued 11/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/16/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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