Unclaimed
Luis Obando is a financial advisor with MML Investors Services, LLC. Luis is a registered representative with both Series 6 and Series 7 licenses. Luis works with clients including high net worth individuals, corporations, pension and profit sharing plans, trusts and foundations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
RI
10/24/2022 - Present
MML Investors Services, LLC (EAST PROVIDENCE RI)
MA
08/15/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Seekonk MA)
RI
12/09/2013 - 08/30/2016
NYLIFE SECURITIES LLC (JOHNSTON RI)
BOTH
Issued 06/03/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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