Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Fernando Rodriguez is a financial advisor registered with Wells Fargo Clearing Services, LLC, a firm with over $10 billion - $50 billion in assets. Luis Rodriguez has been in the financial industry since 2015 and currently holds the Series 6, 6TO, and SIE licenses. He is also registered in the states of Florida and Georgia. Luis Rodriguez has previously been employed by WAMU INVESTMENTS, INC., CITIGROUP GLOBAL MARKETS INC., and CITICORP INVESTMENT SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/13/2023 - Present
Wells Fargo Clearing Services, LLC (MIAMI FL)
FL
04/02/2008 - 03/03/2009
WAMU INVESTMENTS, INC. (MIAMI FL)
FL
05/29/2007 - 08/16/2007
CITIGROUP GLOBAL MARKETS INC. (MIAMI BEACH FL)
FL
09/26/2000 - 05/29/2007
CITICORP INVESTMENT SERVICES (MIAMI BEACH FL)
BC
Issued 03/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/18/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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