Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Fernando Rivadeneira is a financial advisor with over 20 years of experience in the industry. Currently, Luis Fernando is registered with Morgan Stanley in Stamford, Connecticut and has been with them since April 2021. Prior to that, Luis Fernando was a registered representative with Citigroup Global Markets Inc. for 14 years. Luis Fernando holds the Series 63, 65, 7 and SIE securities licenses. He is also licensed to provide investment advice in 30 states including Connecticut, New York and Texas. Luis Fernando provides a wide range of financial services to individual, institutional and corporate clients including portfolio management, financial planning, asset allocation advice, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
04/23/2021 - Present
Morgan Stanley (Stamford CT)
NY
05/29/2007 - 04/26/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/16/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
08/08/2002 - 12/15/2003
DREYFUS SERVICE CORPORATION (NEW YORK NY)
MA
12/04/2001 - 05/07/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/04/2001 - 05/07/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
05/18/2000 - 10/05/2001
MURPHY & DURIEU (NEW YORK NY)
IA
Issued 10/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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