Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Fernando Garcia-pinto is a financial advisor with over 20 years of experience in the financial services industry. Luis currently works as a registered representative for Insigneo Advisory Services, LLC. Previously, Luis worked at Wells Fargo Clearing Services, LLC and UBS International Inc. Luis is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 3, 7, and 63 licenses. Luis is also registered with the State of Florida and the State of New York as an Investment Advisor Representative. Luis's specialties include financial planning and portfolio management. Luis is committed to providing clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consolidation of financial reports and consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Rebates/trailer fees
1
2
FL
04/13/2021 - Present
Insigneo Advisory Services, LLC (MIAMI FL)
NY
08/11/2009 - 04/13/2021
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
06/03/2002 - 08/18/2009
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
09/29/2000 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
02/22/2000 - 10/03/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/21/1998 - 11/30/1998
DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)
IA
Issued 12/17/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2004
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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