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Luis Fernando Eguia

Santander US Capital Markets LLC

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About Luis Fernando Eguia

Luis Fernando Eguia is a financial professional with over 20 years of experience in the industry. Luis has been registered with the Financial Industry Regulatory Authority (FINRA) since 1998. Luis is currently registered with Santander US Capital Markets LLC and has previous experience with several firms including Santander Investment Securities Inc., Amherst Pierpont, INTL FCStone Credit Trading LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS PaineWebber Inc. Luis is licensed in 12 states including California, Connecticut, Delaware, Florida, Georgia, Illinois, Minnesota, New Jersey, New York, North Carolina, Puerto Rico, and Texas. Luis holds a Series 7 and Series 66 licenses.

Firm Information

Luis Eguia is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luis Eguia’s Registration & Firm History

NY

02/06/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

06/16/2022 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

TX

04/03/2019 - 06/15/2022

AMHERST PIERPONT (DALLAS TX)

TX

10/28/2008 - 04/02/2019

INTL FCSTONE CREDIT TRADING LLC (PLANO TX)

TX

08/27/2002 - 10/27/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL PASO TX)

NJ

05/04/2000 - 11/09/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

03/24/1998 - 02/01/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/13/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Luis Fernando Eguia. Review regulatory record here.
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