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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Felipe Martinez is a financial advisor with Morgan Stanley. Luis Felipe has been in the industry since June 4, 1994. Luis Felipe Martinez is registered with FINRA as a registered representative and is also a registered investment advisor. Luis Felipe is licensed to provide securities and investment advisory services in 36 states, including Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, Illinois, Iowa, Kansas, Kentucky, Maine, Michigan, Mississippi, Missouri, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin. Luis Felipe Martinez has a total of 4 SRO registrations, 1 FINRA registration, 36 state registrations and 2 IA registrations. Luis Felipe Martinez has a total of 2 state exams and 3 product exams. Luis Felipe is registered with Morgan Stanley since June 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
06/08/2009 - Present
Morgan Stanley (Tucson AZ)
AZ
05/01/2008 - 06/12/2009
UBS INTERNATIONAL INC. (TUCSON AZ)
AZ
05/17/1998 - 05/09/2008
UBS FINANCIAL SERVICES INC. (TUSCON AZ)
NJ
09/15/1992 - 08/19/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
09/08/1992 - 09/29/1992
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
BOTH
Issued 08/24/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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