Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Felipe Castillo is a financial advisor based in Austin, TX. Luis has been in the industry since 2006 and holds both Series 6 and 7 licenses. Luis has worked with various financial institutions including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Cetera Investment Services LLC, BBVA Securities Inc., and Frost Brokerage Services, Inc., before joining TIAA-CREF Individual & Institutional Services, LLC. Luis specializes in providing financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
02/23/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Austin TX)
TX
10/14/2022 - 01/24/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
04/09/2021 - 10/14/2022
CETERA INVESTMENT SERVICES LLC (HOUSTON TX)
TX
03/30/2018 - 10/04/2019
BBVA SECURITIES INC. (HOUSTON TX)
TX
08/26/2014 - 02/23/2018
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
12/19/2013 - 07/14/2014
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
10/01/2012 - 11/07/2013
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
05/07/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
07/04/2006 - 04/28/2009
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
BOTH
Issued 02/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/03/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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