Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Vargas is a financial advisor at PFS Investments Inc., based in Astoria, New York. Luis has been in the financial industry since 2013 and has a Series 6, 7, and 63 license as well as the SIE exam. In addition to his work with PFS Investments Inc., Luis is also involved in other business activities, including sales of investment-related products for companies affiliated with PFS Investments Inc. Luis has previous experience with several other financial firms, including GKN Securities Corp., Win Capital Corp., and Gaines, Berland Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
PFS Investments Inc. (ASTORIA NY)
NY
04/28/1999 - 08/19/1999
GKN SECURITIES CORP. (NEW YORK NY)
NY
02/11/1999 - 04/07/1999
WIN CAPITAL CORP. (BAYVILLE NY)
NY
09/23/1998 - 02/08/1999
GAINES, BERLAND INC. (BETHPAGE NY)
BC
Issued 03/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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