Unclaimed
Luis Garcia has been in the financial services industry since June 2011. Luis is currently registered with State Farm VP Management Corp. and is licensed in Illinois. Luis has passed the Series 6, Series 63 and SIE exams. Luis was previously registered with J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/29/2015 - Present
State Farm VP Management Corp. (Naperville IL)
IL
10/01/2012 - 07/07/2015
J.P. MORGAN SECURITIES LLC (AURORA IL)
IL
05/12/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AURORA IL)
BC
Issued 05/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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