Unclaimed
Luis Ernesto Fernandez peguero is a financial professional registered with Foreside Fund Services, LLC in New York, New York. Luis Ernesto Fernandez peguero holds the Series 7TO and Series 66 licenses and the SIE exam. Luis Ernesto Fernandez peguero's registration with FINRA dates back to January 17, 2023. Luis Ernesto Fernandez peguero has been in the financial services industry since January 31, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/01/2022 - Present
Foreside Fund Services, LLC (New York NY)
BOTH
Issued 01/12/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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