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Luis Enrique Castro

Vanguard Marketing Corp.

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About Luis Enrique Castro

Luis Enrique Castro is a financial professional with over a decade of experience in the financial services industry. Luis has held a Series 7, Series 6, and Series 63 license since 2010. Luis has also been registered with the state of Arizona since 2010. Currently, Luis is a registered representative with Vanguard Marketing Corp. in Scottsdale, AZ.

Firm Information

Luis Castro is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luis Castro’s Registration & Firm History

AZ

10/11/2010 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 10/18/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2011

Series 7 - General Securities Representative Examination

BC

Issued 10/08/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luis Enrique Castro.
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