Unclaimed
Luis Enrique Castro is a financial professional with over a decade of experience in the financial services industry. Luis has held a Series 7, Series 6, and Series 63 license since 2010. Luis has also been registered with the state of Arizona since 2010. Currently, Luis is a registered representative with Vanguard Marketing Corp. in Scottsdale, AZ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
10/11/2010 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 10/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/08/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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