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Luis E Padilla

Founders Financial Securities LLC

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About Luis E Padilla

Luis Padilla is an investment advisor representative at Founders Financial Securities LLC. Luis has been in the industry since February 28, 2003. Luis is registered with the state of Maryland and Texas. Luis has a Series 6, Series 63, and Series 65 license. Luis also has a SIE license. Luis specializes in providing financial planning, pension consulting, and portfolio management for businesses and individuals. Luis is also a licensed insurance broker.

Firm Information

Luis Padilla is currently registered with Founders Financial Securities LLC. Founders Financial Securities LLC is an independent financial services firm with over 90 financial advisors serving clients in all 50 states. They offer a range of financial services, including financial planning, portfolio management, and pension consulting. They serve a variety of clients including high-net-worth individuals, corporations, and pension plans. The firm has approximately $3 billion in assets under management.
Founders Financial Securities LLC

1026 CROMWELL BRIDGE ROAD

TOWSON, MD 21286

$2.91B

Assets Under Management

93

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Luis Padilla’s Registration & Firm History

MD

03/29/2022 - Present

Founders Financial Securities LLC (SPARKS MD)

MD

02/28/2003 - 09/21/2009

NEW ENGLAND SECURITIES (HUNT VALLEY MD)

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Licenses & Designations

IA

Issued 01/29/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/13/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Luis E Padilla. Review regulatory record here.
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