Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Beltran is a financial advisor with over 13 years of experience in the financial services industry. Luis has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since June 2024. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Luis was registered with J.P. Morgan Securities LLC from May 2021 to May 2024. Luis's experience also includes working with Wells Fargo Advisors, LLC and Wells Fargo Investments, LLC. Luis holds the Series 66, Series 7, and SIE licenses. Luis specializes in providing investment advice to high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/25/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
05/04/2021 - 05/02/2024
J.P. MORGAN SECURITIES LLC (LA JOLLA CA)
CA
03/12/2013 - 10/16/2019
J.P. MORGAN SECURITIES LLC (SAN DIEGO CA)
CA
01/03/2011 - 03/18/2013
WELLS FARGO ADVISORS, LLC (LA QUINTA CA)
CA
07/23/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LA QUINTA CA)
BOTH
Issued 10/1/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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