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Luis Daniel Negron

LPL Enterprise, LLC

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About Luis Daniel Negron

Luis Negron is a registered representative with LPL Enterprise, LLC. Luis has been in the securities industry since February 7, 1997. Luis has experience with Ameriprise Financial Services, LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., Citigroup Global Markets Inc., CitiCorp Investment Services, Banc of America Investment Services, Inc., Quick & Reilly, Inc., Kirlin Securities Inc., Josephthal & Co., Inc., Ladenburg, Thalmann & Co., Inc., D.L. Cromwell Investments, Inc., The Hamilton-Shea Group, Inc., and Stratton Oakmont Inc. Luis provides financial planning, educational seminars, and portfolio management for businesses and individuals.

Firm Information

Luis Negron is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Luis Negron’s Registration & Firm History

FL

11/18/2024 - Present

LPL Enterprise, LLC (MIAMI FL)

FL

04/15/2019 - 09/10/2020

AMERIPRISE FINANCIAL SERVICES, LLC (MIAMI FL)

FL

10/01/2012 - 04/05/2019

J.P. MORGAN SECURITIES LLC (MIAMI FL)

NY

12/07/2009 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (BRENTWOOD NY)

NY

05/29/2007 - 12/17/2009

CITIGROUP GLOBAL MARKETS INC. (JACKSON HEIGHTS NY)

NY

10/31/2006 - 05/29/2007

CITICORP INVESTMENT SERVICES (JACKSON HEIGHTS NY)

NY

10/20/2004 - 09/12/2006

BANC OF AMERICA INVESTMENT SERVICES, INC. (MELVILLE NY)

NY

05/22/2003 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

NY

01/11/2001 - 05/22/2003

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

09/30/1999 - 01/08/2001

KIRLIN SECURITIES INC. (SYOSSET NY)

NY

04/02/1999 - 10/06/1999

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NY

11/13/1997 - 03/26/1999

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

FL

04/03/1997 - 09/30/1997

D.L. CROMWELL INVESTMENTS, INC. (BOCA RATON FL)

FL

02/05/1997 - 05/09/1997

THE HAMILTON-SHEA GROUP, INC. (POMPANO BEACH FL)

NY

10/09/1996 - 12/18/1996

STRATTON OAKMONT INC. (LAKE SUCCESS NY)

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Licenses & Designations

IA

Issued 06/30/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Luis Daniel Negron. Review regulatory record here.
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