Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Colon is a financial advisor with Fidelity Brokerage Services LLC. Luis has been in the industry for a while and is registered in 53 states. Luis holds the Series 63, Series 7TO, Series 9, Series 10, and SIE exams. Luis is also a licensed securities agent in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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FL
11/29/2021 - Present
Fidelity Brokerage Services LLC (ST. AUGUSTINE FL)
BC
Issued 01/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/05/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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