Unclaimed
Luis Christian Rojas is a registered representative with Mutual of America Securities LLC, a firm that is active in the Broker/Dealer space. Luis has a strong background in financial services, having previously been registered with VANGUARD MARKETING CORPORATION. His expertise encompasses a range of financial products and services, as he holds licenses in Series 6, 63 and SIE. Luis is licensed in Arizona and New Mexico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
03/27/2023 - Present
Mutual OF America Securities LLC (PHOENIX AZ)
AZ
05/17/2022 - 03/23/2023
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 05/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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