Unclaimed
Luis Cavazos is a financial advisor registered with Pruco Securities, LLC. Luis has been working in the financial services industry since 2010. Luis is licensed in Texas and Wisconsin. The advisor specializes in working with high-net-worth individuals and their families, businesses, and individuals other than high-net-worth. Luis also has a strong commitment to community service and currently serves as a member of The Rotary Club of Brownsville Sunrise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
TX
06/11/2024 - Present
Pruco Securities, LLC (Rancho Viejo TX)
TX
07/23/2012 - 06/10/2024
BOLTON GLOBAL CAPITAL (BROWNSVILLE TX)
TX
09/15/2010 - 07/19/2012
WELLS FARGO ADVISORS, LLC (BROWNSVILLE TX)
BOTH
Issued 01/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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