Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Carlos Rodriguez is a financial professional with over eight years of experience in the industry. Luis holds a Series 11, Series 99, and SIE licenses. Luis is currently registered with Boreal Capital Securities LLC and previously worked at VectorGlobal WMG. Luis's office is located at 1450 Brickell Avenue, Suite 2900, Miami, FL 33131.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/01/2018 - Present
Boreal Capital Securities LLC (MIAMI FL)
FL
09/27/2010 - 10/30/2018
VECTORGLOBAL WMG (MIAMI FL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2012
Series 99 - Operations Professional Examination
BC
Issued 09/25/2010
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
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